JAMES INSURANCE SERVICES LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
James Insurance Services LtdCastle HousePark RoadBansteadSurreySM7 3BTUNITED KINGDOM- Phone
- +442086448494
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Complaints Contact
James Insurance Services LtdCastle HousePark RoadBansteadSurreySM7 3BTUNITED KINGDOM- Phone
- +442086448494
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Joseph Conroy
IRN JJC01100
- [PRA CF] Key function holder (since 2 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Jan 2020)
- [FCA CF] Client dealing (since 2 Jan 2020)
- [FCA CF] Material risk taker (since 2 Jan 2020)
- [FCA CF] Significant management (since 2 Jan 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (3 Apr 2006 to 30 Sep 2018)
- CF8 Apportionment and Oversight (3 Apr 2006 to 31 Mar 2009)
- CF1 Director (3 Apr 2006 to 8 Dec 2019)
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Nick Kirkup
IRN NXK00081
- [FCA CF] Significant management (since 2 Jan 2020)
- [FCA CF] Client dealing (since 2 Jan 2020)
- [PRA CF] Key function holder (since 2 Jan 2020)
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Zena Conroy
IRN ZXC01008
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (3 Apr 2006 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Anthony Charles Ide
FRN 455278 · Appointed 28 Jul 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.