James Hallam Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
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Complaints Contact
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Paul Shannon
IRN SPS01108
- CF1 Director (AR) (13 Jun 2016 to 23 Aug 2021)
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Steven James Doyle
IRN SJD01286
- CF1 Director (AR) (since 20 Sep 2024)
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Steven Paul Harvey
IRN SPH01117
- [FCA CF] Significant management (1 Feb 2021 to 31 Dec 2021)
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Steven Wynne
IRN SXW01546
- CF2 Non Executive Director (AR) (since 3 Dec 2021)
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Stuart Edward Powell
IRN SEP01055
- CF4 Partner (AR) (1 Sep 2016 to 2 Feb 2017)
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Thomas Charles Aldridge
IRN TXA10718
- CF1 Director (AR) (28 Jan 2019 to 21 Jul 2025)
- CF3 Chief Executive (AR) (28 Jan 2019 to 21 Jul 2025)
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Thomas Wynne
IRN TXW06476
- CF1 Director (AR) (since 24 May 2021)
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Timothy John Larke
IRN TJL01097
- [FCA CF] Manager of certification employee (1 Feb 2022 to 30 Jan 2025)
- [FCA CF] Significant management (1 Feb 2022 to 30 Jan 2025)
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Zoe Renee Kerswill
IRN ZXK00045
- [FCA CF] Significant management (1 Feb 2023 to 24 Jul 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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PLUS Stock Exchange plc (no longer appointed)
FRN 578322 · Appointed 26 Mar 2012 · Until 11 Apr 2012
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Educate Schools Service Limited (no longer appointed)
FRN 578288 · Appointed 26 Mar 2012 · Until 9 Aug 2012
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Specialist Schools and Academies Trust (no longer appointed)
FRN 577490 · Appointed 16 Mar 2012 · Until 28 May 2012
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FORMULA PURCHASING LIMITED (no longer appointed)
FRN 572385 · Appointed 10 Jan 2012 · Until 18 Feb 2022
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Variety, The Children's Charity (no longer appointed)
FRN 491815 · Appointed 24 Nov 2008 · Until 14 Apr 2022
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.