James Hallam Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
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Complaints Contact
10th Floor2 Minster CourtLondonEC3R 7BBUNITED KINGDOM- Phone
- +442079777888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Joy Mutlu
IRN JXH02019
- CF4 Partner (AR) (27 Dec 2013 to 1 Aug 2015)
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Karen Doris Hines
IRN KDH01025
- CF22 Investment Adviser (Trainee) (6 Mar 2002 to 1 Mar 2004)
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Keith Phillip Gannon
IRN KXG00212
- CF1 Director (AR) (30 Mar 2022 to 30 May 2024)
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Kevin Jarrett
IRN KXJ00183
- [FCA CF] Significant management (1 Mar 2024 to 30 Jan 2025)
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Leslie Peter Wilson
IRN LPW00030
- CF4 Partner (AR) (19 Aug 2016 to 2 Feb 2017)
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Liam Roderick Green
IRN LXG34901
- CF1 Director (AR) (15 Jul 2021 to 31 Mar 2026)
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Luke Nathan Barker
IRN LNB01013
- CF1 Director (AR) (2 Oct 2023 to 22 Feb 2024)
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Manjeet Kaur Gill
IRN MXG81173
- CF1 Director (AR) (20 Aug 2020 to 29 Sep 2023)
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Mark James Lewis
IRN MJL01351
- CF1 Director (AR) (12 Jul 2017 to 15 Apr 2019)
- CF30 Customer (19 Jan 2015 to 13 Jul 2017)
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Mark Thomas
IRN MGT00003
- CF30 Customer (29 Aug 2012 to 28 Aug 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Business Partners Financial & Management Services Limited (no longer appointed)
FRN 766956 · Appointed 12 Dec 2016 · Until 23 Dec 2021
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Dove Asset Management Limited (no longer appointed)
FRN 766527 · Appointed 7 Dec 2016 · Until 23 Aug 2021
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Association of Air Ambulances Ltd (no longer appointed)
FRN 765886 · Appointed 30 Nov 2016 · Until 4 Nov 2021
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Douglas Dickson (Property Management) Limited (no longer appointed)
FRN 587588 · Appointed 10 Jun 2016 · Until 9 Sep 2021
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James Hallam Corporate Risks LLP (no longer appointed)
FRN 725998 · Appointed 18 Nov 2015 · Until 6 Feb 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.