JAMES BROWN & SONS (SOMERSET) LIMITED

Date authorised
3 September 2018
Companies House
04999609
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward George Spinks

    IRN EGS01024

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Sep 2018 to 8 Dec 2019)
  • James Dominic Brown

    IRN JDB01180

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (3 Sep 2018 to 30 Sep 2018)
    • CF1 Director (3 Sep 2018 to 8 Dec 2019)
  • Kathren Wright

    IRN KXW01637

    • SMF3 Executive Director (since 7 Mar 2026)
  • Neil Forrest

    IRN NXF01151

    • SMF1 Chief Executive (since 23 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.