Jaggi & Company Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Akhil Chaudhry
IRN AXC00220
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (1 Nov 2007 to 29 Mar 2010)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Hema Chopra
IRN HXC00038
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Jagdish Chandra Chaudhry
IRN JCC00049
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
Stephen William Purkis
IRN SWP00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Countrywide Commercial (UK) Ltd (no longer appointed)
FRN 690688 · Appointed 30 Apr 2015 · Until 21 Dec 2022
Simon Levene (no longer appointed)
FRN 498445 · Appointed 6 May 2014 · Until 30 Dec 2025
Bhavik Dilip Keshavji Shah (no longer appointed)
FRN 620163 · Appointed 2 Apr 2014 · Until 16 Feb 2017
Rupinder Hunjan (no longer appointed)
FRN 613323 · Appointed 20 Jan 2014 · Until 5 Jan 2022
Reema Malhotra (no longer appointed)
FRN 613321 · Appointed 20 Jan 2014 · Until 21 Dec 2021
Sarabjit Singh (no longer appointed)
FRN 612153 · Appointed 20 Dec 2013 · Until 5 Jan 2022
Savinder Batra (no longer appointed)
FRN 611658 · Appointed 16 Dec 2013 · Until 14 Apr 2022
St Georges Finance (no longer appointed)
FRN 610699 · Appointed 22 Nov 2013 · Until 10 Dec 2019
Dynasty Estates Ltd (no longer appointed)
FRN 610463 · Appointed 18 Nov 2013 · Until 14 Apr 2022
Clay Oven UK Ltd (no longer appointed)
FRN 609551 · Appointed 1 Nov 2013 · Until 22 Mar 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.