Date authorised
14 March 2017
Companies House
OC371396
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hamilton House
    Mabledon Place
    London
    WC1H 9BB
    UNITED KINGDOM
    Phone
    +442079656060
  • Complaints Contact

    Hamilton House
    Mabledon Place
    London
    WC1H 9BB
    UNITED KINGDOM
    Phone
    +442079656060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Greyham Bryant

    IRN MGB01135

    • [FCA CF] Client dealing (since 9 Dec 2024)
  • Matthew Cooper

    IRN MXC01601

    • [FCA CF] Client dealing (31 May 2022 to 22 Jan 2024)
    • CF30 Customer (29 Mar 2022 to 22 Jan 2024)
    • CF4 Partner (AR) (29 Mar 2022 to 22 Jan 2024)
  • Michael Sackler

    IRN MXS05205

    • [FCA CF] Client dealing (since 20 Mar 2025)
    • CF1 Director (AR) (since 18 Mar 2025)
    • CF30 Customer (since 18 Mar 2025)
  • MingDa Wu

    IRN MXW84782

    • CF1 Director (AR) (14 Sep 2020 to 24 Sep 2020)
    • CF30 Customer (14 Sep 2020 to 24 Sep 2020)
  • Munder Shuhumi

    IRN MXS01497

    • [FCA CF] Client dealing (since 26 Mar 2026)
  • Nour El Houda El Mostaqim

    IRN NXE00135

    • [FCA CF] Client dealing (since 26 Aug 2025)
  • Paolo Pio

    IRN PXP00239

    • [FCA CF] Client dealing (31 May 2022 to 22 Jan 2024)
    • CF4 Partner (AR) (25 May 2022 to 22 Jan 2024)
    • CF30 Customer (25 May 2022 to 22 Jan 2024)
  • Richard Norris

    IRN RXN01271

    • CF1 Director (AR) (since 26 Jun 2023)
    • CF30 Customer (since 26 Jun 2023)
  • Steven Philip Johnson

    IRN SPJ01038

    • CF30 Customer (since 16 Feb 2026)
    • CF1 Director (AR) (since 16 Feb 2026)
  • Suet Ching Chu

    IRN SCC01143

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2020)
    • CF4 Partner (14 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (14 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Mar 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.