Date authorised
3 November 2017
Companies House
09472980
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Paul Pieri

    IRN JPP01076

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (3 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Nov 2017 to 30 Sep 2018)
  • Joshua Pieri

    IRN JXP01245

    • SMF3 Executive Director (since 31 Jan 2026)
  • Vanessa Pieri

    IRN VXP01088

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Nov 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Joshua Pieri (no longer appointed)

    FRN 805722 · Appointed 4 Apr 2018 · Until 15 Jun 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.