J S W Friendly Society

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 London Road
    Kettering
    Northamptonshire
    NN16 0EF
    UNITED KINGDOM
    Phone
    +4401536518945

  • Complaints Contact

    1 London Road
    Kettering
    Northamptonshire
    NN16 0EF
    UNITED KINGDOM
    Phone
    +4401536518945

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Manages Insurance Policies

    For All, Linked long-term

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • D.J. Butler

    IRN DJB01298

    • SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
    • SMF3 Executive Director (since 10 Dec 2018)
    • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
    • CF5 Director of Unincorporated Association (1 Dec 2001 to 9 Dec 2018)
  • J Nacca

    IRN JXN01103

    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
    • SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
    • SMF3 Executive Director (since 10 Dec 2018)
    • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Dec 2018)
    • CF3 Chief Executive (1 Dec 2001 to 9 Dec 2018)
    • CF5 Director of Unincorporated Association (1 Dec 2001 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 9 Dec 2018)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Dec 2018)
  • J Rouse

    IRN JXR01293

    • SMF3 Executive Director (since 10 Dec 2018)
    • CF5 Director of Unincorporated Association (1 Dec 2001 to 9 Dec 2018)
  • L.J. Butler

    IRN LJB01066

    • SMF25 Small Insurer Senior Management Function (since 10 Dec 2018)
    • SMF3 Executive Director (since 10 Dec 2018)
    • SIMF25 Small Insurer Senior Manager (7 Mar 2016 to 9 Dec 2018)
    • CF5 Director of Unincorporated Association (1 Dec 2001 to 9 Dec 2018)
  • S.J. Rouse

    IRN SJR01177

    • SMF3 Executive Director (since 10 Dec 2018)
    • CF5 Director of Unincorporated Association (1 Dec 2001 to 9 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.