J O Hambro Capital Management Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

  Web

  https://www.johcm.co.uk

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Luke Bridges

  IRN LXB00563

  • [FCA CF] Client dealing (25 Apr 2023 to 26 Jan 2024)
  • [FCA CF] Manager of certification employee (25 Apr 2023 to 26 Jan 2024)
• Malcolm Robert King

  IRN MRK01014

  • CF27 Investment Management (1 Dec 2001 to 28 Feb 2003)
  • CF1 Director (1 Dec 2001 to 28 Feb 2003)
• Margaret Helen Vaughan

  IRN MHV01002

  • Responsible for Insurance Mediation (15 Jan 2013 to 1 May 2014)
  • CF10a CASS Oversight function (19 Jan 2012 to 21 Jun 2019)
  • CF1 Director (1 Jul 2004 to 5 Feb 2018)
• Mark Garcia Costar

  IRN MGC00040

  • [FCA CF] Manager of certification employee (since 1 Sep 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (20 Jan 2003 to 31 Oct 2007)
• Markus Siegfried Günter Lewandowski

  IRN MXL00110

  • [FCA CF] Material risk taker (9 Dec 2019 to 22 Aug 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 22 Aug 2024)
• Maxime Jean-Marie Olivier Le Floch

  IRN MJL01371

  • [FCA CF] Client dealing (17 Aug 2023 to 11 Apr 2025)
• Meredith Jane Brooks

  IRN MJB01805

  • CF2 Non Executive Director (14 Oct 2016 to 30 Apr 2018)
• Michael Kenneth Ulrich

  IRN MKU01002

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Mar 2025)
  • CF30 Customer (4 Aug 2015 to 8 Dec 2019)
• Mohsin Abrar Ahmad

  IRN MAA01317

  • [FCA CF] Material risk taker (6 Oct 2020 to 26 Feb 2025)
  • [FCA CF] Client dealing (6 Oct 2020 to 26 Feb 2025)
• Nichola Pease

  IRN NXP01133

  • CF2 Non Executive Director (13 Jan 2010 to 26 Oct 2011)
  • CF3 Chief Executive (1 Dec 2001 to 3 Nov 2008)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 3 Nov 2008)

• George Hariton Embiricos (no longer appointed)

  FRN 226209 · Appointed 9 Jul 2003 · Until 30 Jun 2004

• Brooke & Partners (no longer appointed)

  FRN 181258 · Appointed 2 May 1996 · Until 2 May 1996

No changes recorded yet.