J Hatty & Co

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
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- · The firm may not broker credit for the purpose of increasing the funds available for investment
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Chris Escott
IRN CXE00251
- CF1 Director (AR) (since 30 Jun 2025)
Ean Weston McClure
IRN EWM00005
- CF4 Partner (1 Dec 2001 to 1 Jun 2013)
Elizabeth Anne Hatty
IRN EAH00015
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
Joseph Hatty
IRN JXH00274
- SMF27 Partner (9 Dec 2019 to 21 Sep 2021)
- Responsible for Insurance Mediation (14 Jan 2005 to 14 Feb 2011)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
Mark Taylor Magoran
IRN MTM01067
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (7 Jun 2013 to 8 Dec 2019)
Samuel Gerald McCollum
IRN SGM00033
- CF30 Customer (1 Nov 2007 to 26 Aug 2014)
- CF10 Compliance Oversight (1 Dec 2001 to 26 Aug 2014)
- CF11 Money Laundering Reporting (1 Dec 2001 to 26 Aug 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (1 Dec 2001 to 26 Aug 2014)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
William Paul Hatty
IRN WPH01019
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (21 Nov 2005 to 31 Mar 2009)
- CF4 Partner (21 Nov 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (21 Nov 2005 to 30 Sep 2018)

Smaller firms operating under this firm's FCA authorisation.

Neill Estate Agents LLP
FRN 410795 · Appointed 6 Dec 2010
Westhorpe Management Ltd
FRN 428465 · Appointed 2 May 2007
Charles White Ltd (no longer appointed)
FRN 425066 · Appointed 10 Oct 2011 · Until 19 Dec 2011
Charles White (N.I.) Limited (no longer appointed)
FRN 544382 · Appointed 29 Mar 2011 · Until 31 Oct 2013
Tearfund (no longer appointed)
FRN 529177 · Appointed 6 Aug 2010 · Until 9 Dec 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.