Date authorised
1 April 2013
Companies House
NI058710
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 The Square
    Moy
    Dungannon
    County Tyrone
    BT71 7SG
    UNITED KINGDOM
    Phone
    +4402887784169
  • Complaints Contact

    45 The Square
    Moy
    Dungannon
    County Tyrone
    BT71 7SG
    UNITED KINGDOM
    Phone
    +4402887784169

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine McNicholl

    IRN CXM01647

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Sep 2006 to 8 Dec 2019)
  • James Gerard McNicholl

    IRN JGM00028

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Sep 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Sep 2006 to 31 Mar 2009)
    • CF1 Director (1 Sep 2006 to 8 Dec 2019)
  • Kevin James McNicholl

    IRN KXM00282

    • [FCA CF] CASS oversight function (since 25 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.