J D Williams & Company Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

David Anthony Donnelly
IRN DXD00068
- [FCA CF] Significant management (since 4 Dec 2020)
David James Catleugh
IRN DXC00239
- [FCA CF] Significant management (since 2 Sep 2024)
Dean Roderick Moore
IRN DRM01137
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2015)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 30 Apr 2015)
Dominic James Platt
IRN DJP01354
- SMF10 Chair of the Risk Committee (24 Nov 2021 to 1 Mar 2025)
- SMF11 Chair of the Audit Committee (24 Nov 2021 to 1 Mar 2025)
Gillian Carole Barr
IRN GCB01079
- SMF14 Senior Independent Director (8 Sep 2021 to 27 Jul 2023)
- SMF12 Chair of the Remuneration Committee (18 Mar 2020 to 27 Jul 2023)
Graham Green
IRN GXG01231
- CF1 Director (14 Jan 2005 to 31 Aug 2006)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Aug 2006)
James Edward Randall
IRN JXR00178
- [FCA CF] Significant management (9 Dec 2020 to 30 Sep 2022)
Jane Louise Pickles
IRN JXP00182
- [FCA CF] Significant management (2 Dec 2020 to 26 Nov 2021)
John Anthony Jones
IRN JXJ00083
- [FCA CF] Significant management (since 16 Feb 2021)
Kenyatte Nelson
IRN KXN24560
- SMF3 Executive Director (21 Feb 2020 to 27 Oct 2022)

Smaller firms operating under this firm's FCA authorisation.

Oxendale & Company Limited (no longer appointed)
FRN 404780 · Appointed 14 Jan 2005 · Until 7 Dec 2012
Oxendale & Company Ltd (no longer appointed)
FRN 405086 · Appointed 14 Jan 2005 · Until 7 Jun 2012
Postal Traders' Credit Agency Limited (no longer appointed)
FRN 415992 · Appointed 14 Jan 2005 · Until 24 Mar 2014
Reliable Collections Limited (no longer appointed)
FRN 415993 · Appointed 14 Jan 2005 · Until 24 Mar 2014
Sander & Kay Limited (no longer appointed)
FRN 404782 · Appointed 14 Jan 2005 · Until 7 Dec 2012
Sartor Limited (no longer appointed)
FRN 405082 · Appointed 14 Jan 2005 · Until 7 Dec 2012
The Value Catalogue Limited (no longer appointed)
FRN 405081 · Appointed 14 Jan 2005 · Until 7 Dec 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.