J D Williams & Company Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Aaron Lee Yates
IRN AXY00024
- [FCA CF] Significant management (since 2 Dec 2020)
Adam John Warne
IRN AJW01628
- SMF3 Executive Director (9 Dec 2019 to 4 Oct 2021)
- SMF24 Chief Operations (9 Dec 2019 to 4 Oct 2021)
- CF1 Director (23 May 2018 to 8 Dec 2019)
Alexander Charles Humphries
IRN AXH00430
- [FCA CF] Significant management (since 21 Feb 2022)
Alison Forbes
IRN AXF00125
- [FCA CF] Significant management (9 Dec 2020 to 30 Jun 2021)
Alyson Tracey Fadil
IRN ATF01027
- SMF3 Executive Director (9 Dec 2019 to 22 Nov 2023)
- CF1 Director (16 Apr 2018 to 8 Dec 2019)
Andreas Nicolaides
IRN AXN00061
- [FCA CF] Significant management (2 Dec 2020 to 22 Dec 2023)
Andrew Paul Haywood
IRN APH01186
- CF1 Director (21 Sep 2016 to 27 Apr 2018)
Angela Lesley Spindler
IRN ALS01140
- CF3 Chief Executive (21 Sep 2016 to 25 Sep 2018)
- CF1 Director (21 Sep 2016 to 25 Sep 2018)
Ann Steer
IRN AXS04251
- CF1 Director (21 Sep 2016 to 31 Jan 2019)
Caroline Jane Massingham
IRN CJM01447
- CF1 Director (21 Sep 2016 to 6 Jan 2017)

Smaller firms operating under this firm's FCA authorisation.

Oxendale & Company Limited (no longer appointed)
FRN 404780 · Appointed 14 Jan 2005 · Until 7 Dec 2012
Oxendale & Company Ltd (no longer appointed)
FRN 405086 · Appointed 14 Jan 2005 · Until 7 Jun 2012
Postal Traders' Credit Agency Limited (no longer appointed)
FRN 415992 · Appointed 14 Jan 2005 · Until 24 Mar 2014
Reliable Collections Limited (no longer appointed)
FRN 415993 · Appointed 14 Jan 2005 · Until 24 Mar 2014
Sander & Kay Limited (no longer appointed)
FRN 404782 · Appointed 14 Jan 2005 · Until 7 Dec 2012
Sartor Limited (no longer appointed)
FRN 405082 · Appointed 14 Jan 2005 · Until 7 Dec 2012
The Value Catalogue Limited (no longer appointed)
FRN 405081 · Appointed 14 Jan 2005 · Until 7 Dec 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.