Ivor Jones & Co. Ltd.

• Principal Place of Business

  Ivor Jones & Co Ltd

  1A-1B Costly Street

  Ivybridge

  Devon

  PL21 0DB

  UNITED KINGDOM

  Phone

  +4401752698111

  Web

  https://www.ivorjones.co.uk

• Complaints Contact

  Ivor Jones & Co Ltd

  1A-1B Costly Street

  Ivybridge

  Devon

  PL21 0DB

  UNITED KINGDOM

  Phone

  +4401752698111

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Claire Chown

  IRN CXG01230

  • CF30 Customer (8 Jan 2019 to 8 Dec 2019)
• Graham Edward James Hunt

  IRN GEH00002

  • CF30 Customer (17 Jan 2013 to 31 Oct 2013)
• Helen Jayne West

  IRN HJW00004

  • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2003)
• Ivor John Jones

  IRN IJJ00001

  • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2025)
  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF1 Director (24 Apr 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• James Anthony Moysey Toms

  IRN JAT01175

  • CF30 Customer (14 Jan 2016 to 8 Dec 2019)
• Kathleen Heywood

  IRN KXH00027

  • CF21 Investment Adviser (1 Dec 2001 to 19 May 2004)
• Louise Paula Jones

  IRN LPJ00001

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 23 Aug 2016)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2022)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 29 Jun 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 29 Jun 2022)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 29 Jun 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
• Peter Kemp

  IRN KXP00005

  • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2004)
• Richard Antony Walsh

  IRN RAW01201

  • CF30 Customer (26 Jul 2010 to 28 Apr 2011)
• Simon William Rowe

  IRN SWR00002

  • CF30 Customer (2 Apr 2012 to 19 Jul 2017)

No changes recorded yet.