ITI Capital Limited

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FRN: 171487
Date authorised: 1 April 2013
Companies House: 02926252
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

38 Threadneedle Street

Level 3

London

EC2R 8AY

UNITED KINGDOM

Phone

+4402075628000

Web

https://www.iticapital.com
Complaints Contact

38 Threadneedle Street

Level 3

London

EC2R 8AY

UNITED KINGDOM

Phone

+4402075628000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Marc Damian Burns
IRN MDB01088
- CF21 Investment Adviser (25 Mar 2004 to 15 Sep 2005)
Marco Roncalli
IRN MXR01443
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF26 Customer Trading (17 Jun 2004 to 31 Oct 2007)
Mark Alan Knight
IRN MAK01057
- CF30 Customer (1 Nov 2007 to 22 Jun 2009)
- CF21 Investment Adviser (31 Oct 2004 to 31 Oct 2007)
Mark Alexander Hudson
IRN MAH01355
- CF30 Customer (21 Sep 2009 to 1 Dec 2010)
Mark Hanney
IRN MXH01454
- CF10 Compliance Oversight (4 Nov 2009 to 11 Jan 2010)
- CF11 Money Laundering Reporting (4 Nov 2009 to 11 Jan 2010)
- CF29 Significant management (26 Aug 2009 to 11 Jan 2010)
Mark Holland
IRN MXH01514
- CF21 Investment Adviser (17 Mar 2004 to 3 May 2005)
- CF26 Customer Trading (17 Mar 2004 to 3 May 2005)
Mark Trevor Stears
IRN MTS01058
- CF30 Customer (1 Nov 2007 to 24 Dec 2008)
- CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
- CF26 Customer Trading (14 Dec 2005 to 13 Jan 2006)
Mark Willand
IRN MXW01270
- CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2002)
Martin David Lawrence
IRN MDL01044
- CF21 Investment Adviser (1 Aug 2006 to 17 Oct 2006)
Martin Frederick Hayden
IRN MFH01025
- CF1 Director (20 Nov 2017 to 11 Mar 2019)
- CF30 Customer (20 Nov 2017 to 11 Mar 2019)
- CF3 Chief Executive (20 Nov 2017 to 11 Mar 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

ETC Management Ltd (no longer appointed)
FRN 928449 · Appointed 24 Jun 2020 · Until 13 Jan 2022
ITI Digital Ltd (no longer appointed)
FRN 928029 · Appointed 17 Jun 2020 · Until 29 Oct 2021
Pierre Iseux (no longer appointed)
FRN 826355 · Appointed 19 Nov 2018 · Until 1 Oct 2021
Dabbl Group Limited (no longer appointed)
FRN 767263 · Appointed 14 Dec 2016 · Until 18 May 2017
COZFX Limited (no longer appointed)
FRN 757996 · Appointed 8 Sep 2016 · Until 1 Aug 2017
Stone Forex Markets Limited (no longer appointed)
FRN 757995 · Appointed 8 Sep 2016 · Until 1 Aug 2017
Oma Broker LTD (no longer appointed)
FRN 753327 · Appointed 20 Jul 2016 · Until 1 Aug 2017
MDB Capital Limited (no longer appointed)
FRN 609384 · Appointed 29 Oct 2013 · Until 8 Dec 2016
Multi Options Limited (no longer appointed)
FRN 591139 · Appointed 13 Nov 2012 · Until 31 Dec 2021
CB London Capital Limited (no longer appointed)
FRN 589450 · Appointed 9 Oct 2012 · Until 11 Mar 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.