Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Roy Ernest Webb
IRN DRW01112
- CF1 Director (AR) (3 Dec 2007 to 4 Jun 2010)
David Russell Anton
IRN DRA01064
- CF4 Partner (AR) (23 Jan 2009 to 31 Dec 2010)
David Russell Watkins
IRN DRW01133
- CF1 Director (AR) (12 Apr 2007 to 6 Nov 2007)
David Rutherford
IRN DXR01899
- CF1 Director (AR) (21 Mar 2016 to 14 Sep 2016)
David Rye
IRN DXR01409
- CF1 Director (AR) (since 17 Jan 2020)
David Samuel King
IRN DSK01050
- CF1 Director (AR) (6 May 2009 to 11 Jul 2016)
David Shann Sharrock
IRN DSS01080
- CF1 Director (AR) (23 Oct 2006 to 28 Nov 2007)
David Sheriff
IRN DXS02836
- CF1 Director (AR) (3 Mar 2020 to 29 Apr 2020)
David Stephen Gouldby
IRN DSG01059
- CF1 Director (AR) (11 Feb 2009 to 10 Mar 2009)
David Sykes
IRN DXS01720
- CF1 Director (AR) (10 Nov 2009 to 23 Oct 2014)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.