Itc Compliance Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Marie Crone
IRN CMM01167
- CF4 Partner (AR) (28 Nov 2008 to 17 Feb 2016)
Marie Gallagher
IRN MXG01767
- CF1 Director (AR) (2 Dec 2008 to 14 Jun 2019)
Marie-Helene Sawle
IRN MXS02309
- CF1 Director (AR) (14 Feb 2007 to 29 Jul 2014)
Marisa Jane Whittingham
IRN MJW01514
- CF1 Director (AR) (23 Jan 2009 to 22 Feb 2010)
Mariyam Ferreira
IRN MXF01839
- CF1 Director (AR) (24 Oct 2019 to 14 Jul 2020)
Mark Alan Usher
IRN MAU01012
- CF1 Director (AR) (16 Apr 2009 to 12 Jun 2014)
Mark Alexander McKenna
IRN MAM01343
- CF1 Director (AR) (since 5 May 2021)
- SMF3 (AR) Executive Director function (9 Dec 2019 to 5 May 2021)
- CF1 Director (AR) (13 Jul 2011 to 8 Dec 2019)
Mark Alistair Seeley
IRN MAS01404
- CF1 Director (AR) (18 Aug 2008 to 30 Oct 2009)
Mark Allan Robinson
IRN MAR01192
- CF1 Director (AR) (18 Jan 2012 to 25 Feb 2016)
Mark Allison
IRN MXA01638
- CF1 Director (AR) (20 Jul 2005 to 3 Aug 2006)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.