Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Crane
IRN DXC02235
- CF1 Director (AR) (20 Feb 2023 to 21 Apr 2023)
David Criddle
IRN DXC01884
- CF1 Director (AR) (8 Oct 2008 to 16 Feb 2012)
David Edward Alabaster
IRN DEA01025
- CF1 Director (AR) (20 Feb 2008 to 28 Feb 2011)
David Edward Bott
IRN DEB01083
- CF1 Director (AR) (9 May 2013 to 24 Jan 2014)
David Edward Graham
IRN DXG24532
- CF1 Director (AR) (since 21 Sep 2020)
David Elizaga Corrales
IRN DXE01323
- CF1 Director (AR) (since 30 Nov 2018)
- Responsible for Insurance Mediation (30 Nov 2018 to 28 Jan 2019)
David England
IRN DXE01178
- CF1 Director (AR) (28 Feb 2007 to 23 Mar 2011)
David Forbes Maxwell
IRN DFM01057
- CF1 Director (AR) (14 Nov 2012 to 12 Feb 2015)
David Foster
IRN DXF01362
- CF4 Partner (AR) (17 Aug 2009 to 18 Jan 2012)
David Frederick Wilson
IRN DFW01034
- CF1 Director (AR) (24 Jan 2005 to 1 Apr 2005)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.