Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Dave Hammond
IRN DXH01677
- CF1 Director (AR) (5 Dec 2006 to 29 Aug 2007)
Dave McCutcheon
IRN DXM01925
- CF1 Director (AR) (26 Jun 2006 to 11 May 2007)
Dave Munt
IRN DXM01980
- CF1 Director (AR) (19 Mar 2007 to 5 Jul 2010)
David Adrian Evans
IRN DAE01058
- CF1 Director (AR) (9 May 2013 to 17 May 2016)
David Alan Bevan
IRN DAB01293
- CF4 Partner (AR) (29 Dec 2008 to 31 Dec 2010)
David Alastair Duncan
IRN DAD01079
- CF1 Director (AR) (31 Mar 2008 to 8 Dec 2008)
David Alexander Alan Coulter
IRN DAC01282
- CF1 Director (AR) (9 May 2012 to 17 Aug 2017)
David Allen Rice
IRN DAR01199
- CF1 Director (AR) (19 Mar 2010 to 25 Jan 2016)
David Andrew Gunner
IRN DAG01155
- CF1 Director (AR) (9 Feb 2007 to 20 Dec 2011)
David Anthony Coleman
IRN DAC01237
- CF1 Director (AR) (11 Jul 2006 to 8 Aug 2007)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.