Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ceri Gareth Howe
IRN CXH01517
- CF1 Director (AR) (3 Feb 2005 to 18 Apr 2005)
Ceri Johnson
IRN CXJ01195
- CF1 Director (AR) (3 Dec 2008 to 4 Jan 2018)
Charles Barry Kitley Hawkins
IRN CBH01027
- CF1 Director (AR) (20 Jul 2006 to 21 Aug 2008)
Charles Edward Brolly
IRN CEB01102
- CF1 Director (AR) (30 Apr 2009 to 13 Jun 2012)
Charles Edward Jagger
IRN CEJ01032
- CF1 Director (AR) (23 Mar 2007 to 4 Apr 2008)
Charles Harmon Tompkins
IRN CHT01039
- CF1 Director (AR) (14 Oct 2008 to 7 Dec 2010)
Charles Hewitt
IRN CXH01513
- CF1 Director (AR) (17 Jan 2005 to 21 Apr 2005)
Charles John Bell
IRN CJB01292
- CF1 Director (AR) (2 Jul 2009 to 28 Jun 2016)
Charles John Lovell
IRN CJL01125
- CF1 Director (AR) (6 May 2021 to 26 Sep 2022)
Charles Napier Menzies-Wilson
IRN CNM01033
- CF1 Director (AR) (28 Jul 2006 to 18 Mar 2008)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.