Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David McClellan
IRN DXM02257
- CF1 Director (AR) (21 Jul 2010 to 4 Mar 2011)
David Menai Williams
IRN DMW01186
- CF1 Director (AR) (5 Jan 2009 to 1 Dec 2017)
David Michael Hamer
IRN DMH01136
- CF1 Director (AR) (23 Jul 2009 to 15 Mar 2016)
David Michael Hobin
IRN DMH01139
- CF1 Director (AR) (4 Oct 2007 to 27 Jul 2015)
David Michael Quinlivan
IRN DMQ00004
- CF1 Director (AR) (16 Jan 2008 to 22 Sep 2009)
David Michael Smith
IRN DMS01220
- CF1 Director (AR) (7 Jun 2006 to 1 Mar 2011)
David Michael Williams
IRN DMW01195
- CF1 Director (AR) (9 Jun 2010 to 20 Aug 2014)
David Micheal Wheatcroft
IRN DMW01222
- CF1 Director (AR) (27 Oct 2015 to 30 Jan 2024)
David Nelson Kilby
IRN DNK01014
- CF1 Director (AR) (14 Apr 2015 to 11 Aug 2016)
David Nigel Patrick
IRN DNP01032
- CF1 Director (AR) (1 Apr 2011 to 18 May 2011)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.