Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan James
IRN AXJ01420
- CF1 Director (AR) (18 May 2010 to 13 Aug 2010)
Alan John Glen
IRN AJG01349
- CF1 Director (AR) (24 Aug 2009 to 24 Sep 2014)
Alan Jonathan French
IRN AXF00448
- CF3 Chief Executive (AR) (since 8 Aug 2023)
Alan Maitland McQueen
IRN AMM01263
- CF1 Director (AR) (24 Jun 2009 to 29 Aug 2012)
Alan Malam Wilson
IRN AMW01201
- CF1 Director (AR) (26 Jan 2011 to 2 Nov 2012)
Alan McNaughton
IRN AXM02460
- CF1 Director (AR) (25 Jun 2007 to 17 Jun 2008)
Alan Michael Tate
IRN AMT01120
- CF1 Director (AR) (5 Dec 2008 to 4 Apr 2016)
Alan Michael Taylor
IRN AMT01146
- CF1 Director (AR) (3 Jan 2013 to 4 Feb 2016)
Alan Murphy
IRN AXM02336
- CF1 Director (AR) (8 May 2006 to 2 Oct 2007)
Alan Neal
IRN AXN01255
- CF1 Director (AR) (2 May 2007 to 16 Jul 2008)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.