Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Lee Jon Goodwin
IRN LJG01097
- CF1 Director (AR) (5 Apr 2013 to 12 Jun 2015)
Lee Marzorati
IRN LXM01352
- CF1 Director (AR) (20 Aug 2007 to 27 May 2008)
Lee McNeil Anthony
IRN LMA01046
- CF1 Director (AR) (since 13 Jun 2018)
Lee O'Regan
IRN LXO01066
- CF1 Director (AR) (30 Aug 2005 to 10 Oct 2008)
Lee Sinclair
IRN LXS01403
- CF1 Director (AR) (31 Oct 2008 to 4 Jan 2010)
Leonard Arthur Harniess
IRN LAH01083
- CF1 Director (AR) (1 Dec 2008 to 14 Oct 2015)
Leonard John Andrew Callnon
IRN LJC01148
- CF1 Director (AR) (28 Mar 2008 to 30 Oct 2009)
Leonard John Davies Rees
IRN LJR01066
- CF4 Partner (AR) (5 Jan 2009 to 19 Oct 2009)
Leonard John Hallows
IRN LJH01117
- CF1 Director (AR) (15 Jan 2007 to 24 Mar 2026)
Leonie Joy Dykes
IRN LXS00053
- CF1 Director (AR) (16 Oct 2006 to 9 Aug 2008)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.