Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Robert Martins
IRN RXM02377
- (1092)CF1 Director (AR) (24 Apr 2013 to 24 Aug 2015)
Robert Michael Evans
IRN RME01044
- (899)CF1 Director (AR) (28 Oct 2009 to 11 Aug 2010)
Robert Michael Mabbett
IRN RMM01154
- (1233)CF1 Director (AR) (18 Feb 2011 to 11 Oct 2016)
Robert Morgan Whiteside
IRN RMW01146
- (332)CF1 Director (AR) (24 Sep 2008 to 16 Nov 2009)
Robert Mott
IRN RXM01742
- (2022)CF1 Director (AR) (6 Jul 2007 to 19 May 2010)
Robert Nicol
IRN RXN01133
- (868)CF4 Partner (AR) (7 Apr 2006 to 10 Jan 2008)
Robert Patrick Pease
IRN RPP01013
- (1691)CF1 Director (AR) (21 Mar 2013 to 21 Aug 2017)
Robert Paul Francis
IRN RXF01275
- (2358)CF1 Director (AR) (13 Jul 2006 to 9 Jul 2008)
Robert Simpson Bain
IRN RSB01135
- (309)CF1 Director (AR) (17 Oct 2008 to 21 Jun 2011)
Robert Stephen Puttick
IRN RSP01066
- (926)CF1 Director (AR) (23 Jan 2009 to 4 Apr 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

1 week ago
trading name added: Travel Compliance
1 week ago
trading name added: Petscover
1 week ago
trading name added: carhireexcess.insure
1 week ago
trading name added: Autonomy Lettings
1 week ago
trading name added: Autonomy
1 week ago
trading name added: Autocomply
1 week ago
controlled function added: (312)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (311)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (310)CF1 Director (AR)
1 week ago
controlled function added: (309)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.