Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard Mark Dalby
IRN RMD01074
- (642)CF1 Director (AR) (4 Nov 2008 to 12 Jun 2014)
Richard Martin Shepherd
IRN RMS01147
- (204)CF1 Director (AR) (since 14 Jun 2022)
- (1714)SMF3 (AR) Executive Director function (9 Dec 2019 to 14 Jun 2022)
- (1715)CF1 Director (AR) (19 Mar 2010 to 8 Dec 2019)
Richard Matthew Hoggart
IRN RMH01118
- (2275)CF1 Director (AR) (6 Feb 2008 to 7 Jan 2010)
Richard Maurice John Haugh
IRN RMH01125
- (161)CF1 Director (AR) (since 1 Sep 2009)
Richard May
IRN RXM01764
- (2368)CF1 Director (AR) (20 Jan 2005 to 2 Aug 2005)
Richard McConnell
IRN RXM01718
- (254)CF1 Director (AR) (since 21 Mar 2024)
- (253)SMF3 (AR) Executive Director function (since 21 Mar 2024)
Richard Michael Houghton
IRN RMH01190
- (2455)CF1 Director (AR) (18 May 2017 to 11 Mar 2020)
Richard Morgan
IRN RXM01696
- (932)CF1 Director (AR) (18 Oct 2006 to 18 Oct 2007)
Richard Nigel Williams
IRN RNW01025
- (955)CF1 Director (AR) (23 Mar 2015 to 29 Nov 2016)
Richard Owen Compton Sanders
IRN ROS01009
- (121)CF1 Director (AR) (since 31 Mar 2009)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

1 week ago
trading name added: Travel Compliance
1 week ago
trading name added: Petscover
1 week ago
trading name added: carhireexcess.insure
1 week ago
trading name added: Autonomy Lettings
1 week ago
trading name added: Autonomy
1 week ago
trading name added: Autocomply
1 week ago
controlled function added: (312)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (311)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (310)CF1 Director (AR)
1 week ago
controlled function added: (309)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.