Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ronald William Burns
IRN RWB01124
- (346)CF4 Partner (AR) (19 Sep 2007 to 19 Sep 2008)
Rosemary Diane Doran
IRN RDD01050
- (1629)CF1 Director (AR) (12 Nov 2013 to 15 Sep 2014)
Ross Maurice Feltham
IRN RMF01063
- (1720)CF1 Director (AR) (2 Apr 2007 to 15 Jan 2021)
Roy Baxter
IRN RXB01941
- (1768)CF1 Director (AR) (13 Dec 2010 to 31 Dec 2010)
- (1767)CF4 Partner (AR) (30 Dec 2008 to 2 Dec 2010)
Roy Charles Gordon Shirlaw
IRN RCS01140
- (2521)CF1 Director (AR) (1 Sep 2010 to 19 Mar 2012)
Roy Ganley
IRN RXG01454
- (2089)CF1 Director (AR) (28 Feb 2008 to 9 Jun 2008)
Roy James Richard Butler
IRN RJB01356
- (919)CF1 Director (AR) (21 Jun 2012 to 27 Nov 2015)
Roy Patrick Hitchman
IRN RPH01086
- (44)CF1 Director (AR) (18 Dec 2008 to 16 Jan 2017)
Royce Kenneth Roberts
IRN RKR01013
- (363)CF1 Director (AR) (29 Aug 2008 to 31 Jan 2014)
Rubinder Pal Singh Dhesi
IRN RPD01065
- (1542)CF1 Director (AR) (18 Mar 2021 to 4 Mar 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

1 week ago
trading name added: Travel Compliance
1 week ago
trading name added: Petscover
1 week ago
trading name added: carhireexcess.insure
1 week ago
trading name added: Autonomy Lettings
1 week ago
trading name added: Autonomy
1 week ago
trading name added: Autocomply
1 week ago
controlled function added: (312)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (311)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (310)CF1 Director (AR)
1 week ago
controlled function added: (309)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.