Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Robert James Williams
IRN RJW01321
- (1908)CF1 Director (AR) (1 Mar 2013 to 5 Feb 2014)
Robert James Wiltshire
IRN RJW01256
- (2288)SMF3 (AR) Executive Director function (9 Dec 2019 to 9 May 2022)
- (2289)CF1 Director (AR) (26 Nov 2012 to 8 Dec 2019)
Robert John Easton
IRN RJE01115
- (757)CF1 Director (AR) (21 Mar 2012 to 17 Dec 2013)
Robert John Goldsmith
IRN RJG01265
- (1038)CF1 Director (AR) (29 Jul 2014 to 12 Feb 2018)
Robert John Martin
IRN RJM01358
- (2273)CF4 Partner (AR) (12 Apr 2007 to 11 Feb 2015)
Robert John Matthews
IRN RJM01363
- (2162)CF1 Director (AR) (24 Aug 2011 to 10 Aug 2012)
Robert John Saunderson
IRN RJS01446
- (1461)CF1 Director (AR) (28 Jan 2009 to 15 Apr 2021)
Robert Jones
IRN RXJ01159
- (2437)CF1 Director (AR) (19 Oct 2006 to 21 Jun 2010)
Robert Leon Douglas
IRN RLD01060
- (252)CF1 Director (AR) (13 Nov 2008 to 10 Oct 2018)
Robert Martin Elliott
IRN RME01045
- (912)CF1 Director (AR) (17 Jun 2010 to 8 Oct 2015)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

1 week ago
trading name added: Travel Compliance
1 week ago
trading name added: Petscover
1 week ago
trading name added: carhireexcess.insure
1 week ago
trading name added: Autonomy Lettings
1 week ago
trading name added: Autonomy
1 week ago
trading name added: Autocomply
1 week ago
controlled function added: (312)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (311)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (310)CF1 Director (AR)
1 week ago
controlled function added: (309)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.