Itc Compliance Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Gareth Edward Roberts
IRN DGR01063
- CF1 Director (AR) (8 Aug 2006 to 18 Sep 2008)
David Geoffrey Kenny
IRN DGK01029
- CF1 Director (AR) (11 May 2007 to 19 May 2008)
David George Blackshaw
IRN DGB01098
- CF1 Director (AR) (8 Sep 2009 to 23 Oct 2014)
David George Fox
IRN DGF01031
- CF1 Director (AR) (14 Oct 2013 to 30 May 2014)
David Graham Wemyss
IRN DXW00633
- CF1 Director (AR) (since 24 Jul 2023)
David Green
IRN DXG01492
- CF4 Partner (AR) (29 Oct 2007 to 3 Mar 2011)
David Guy Wilson
IRN DGW01078
- CF1 Director (AR) (29 Sep 2010 to 21 Mar 2011)
David Hainsworth
IRN DXH01591
- CF1 Director (AR) (9 Apr 2011 to 26 Jan 2016)
David Hanson Averill
IRN DHA01012
- CF1 Director (AR) (31 Jul 2006 to 16 Oct 2007)
David Howat
IRN DXH01806
- CF1 Director (AR) (29 Jan 2010 to 2 May 2011)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.