Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Owen
IRN MXO01313
- CF1 Director (AR) (25 Nov 2013 to 8 Jul 2020)
Michael Paul Sargent
IRN MPS01126
- CF4 Partner (AR) (17 Dec 2007 to 7 Aug 2008)
Michael Paul Simkins
IRN MPS01104
- CF4 Partner (AR) (18 Jan 2005 to 6 Jun 2006)
Michael Peter James Jeffs
IRN MPJ01038
- CF1 Director (AR) (27 Mar 2008 to 24 May 2012)
Michael Raymond Evans
IRN MRE01063
- SMF3 (AR) Executive Director function (9 Dec 2019 to 3 Feb 2022)
- CF1 Director (AR) (24 Jun 2009 to 8 Dec 2019)
Michael Richard Atkins
IRN MRA01086
- CF1 Director (AR) (3 Apr 2009 to 22 Feb 2010)
Michael Robert Berwick
IRN MRB01175
- SMF3 (AR) Executive Director function (9 Dec 2019 to 23 Jun 2025)
- CF1 Director (AR) (27 Mar 2009 to 8 Dec 2019)
Michael Robert Moulds
IRN MRM01127
- CF1 Director (AR) (24 Jan 2005 to 13 Jan 2006)
Michael Roland Seward
IRN MRS01194
- CF1 Director (AR) (30 Mar 2010 to 1 May 2012)
Michael Scott Price
IRN MSP01102
- CF1 Director (AR) (29 Mar 2012 to 29 Aug 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.