Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Thomas Paveley
IRN DTP01037
- SMF3 (AR) Executive Director function (9 Dec 2019 to 18 Aug 2025)
- CF1 Director (AR) (31 May 2012 to 8 Dec 2019)
David Trickey
IRN DXT01308
- CF1 Director (AR) (3 Feb 2005 to 23 Nov 2009)
David Turney
IRN DXT01275
- CF1 Director (AR) (9 Jun 2008 to 13 Jun 2019)
David Walters
IRN DXW01701
- CF4 Partner (AR) (28 Nov 2008 to 1 May 2011)
David William George Black
IRN DWB01146
- SMF3 (AR) Executive Director function (since 24 Jun 2021)
David William Leach
IRN DWL01031
- CF4 Partner (AR) (15 Feb 2008 to 1 Jun 2011)
David William Shortt
IRN DWS01092
- CF1 Director (AR) (1 Apr 2009 to 14 Jun 2011)
David Williams
IRN DXW01599
- CF1 Director (AR) (11 Jul 2006 to 17 Jul 2008)
David Wilson
IRN DXW01954
- SMF3 (AR) Executive Director function (14 Feb 2020 to 8 Sep 2021)
David Wilson Batchelor
IRN DWB01105
- CF1 Director (AR) (7 Apr 2006 to 10 Sep 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.