Itc Compliance Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Keith Dutton
IRN KXD01261
- CF1 Director (AR) (17 Mar 2009 to 19 Oct 2010)
Keith Graham
IRN KXG01296
- CF1 Director (AR) (8 Dec 2008 to 12 Oct 2012)
Keith Harris
IRN KXH01435
- CF1 Director (AR) (15 Jan 2008 to 21 Apr 2009)
Keith Luckhurst
IRN KXL01332
- CF5 Director of Unincorporated Association (AR) (5 Jul 2011 to 30 Apr 2012)
Keith Melvyn Enderby
IRN KME01015
- CF1 Director (AR) (17 Apr 2008 to 4 Feb 2009)
Keith Taylor
IRN KXT01264
- CF1 Director (AR) (23 Oct 2007 to 8 Jan 2011)
Keith Thompson
IRN KXT01286
- CF1 Director (AR) (4 Dec 2009 to 26 Aug 2010)
Keith William Wardell
IRN KWW01014
- CF1 Director (AR) (19 Jun 2013 to 2 Dec 2013)
Kenneth Alan Tempest
IRN KAT01029
- CF1 Director (AR) (22 Jun 2007 to 10 Jun 2008)
Kenneth Alastair Cumming
IRN KAC01055
- CF1 Director (AR) (25 Jan 2007 to 25 Feb 2008)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.