Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Richard Elliot
IRN JEE01037
- CF1 Director (AR) (12 Feb 2008 to 9 Mar 2010)
John Richard Flin
IRN JRF01093
- CF1 Director (AR) (28 Nov 2008 to 15 Jun 2016)
John Richard Hawkins
IRN JRH01189
- CF4 Partner (AR) (16 Feb 2007 to 18 Mar 2009)
John Richard James
IRN JRJ01045
- CF1 Director (AR) (15 Feb 2007 to 30 Apr 2010)
John Richard Lyddy
IRN JRL01088
- CF1 Director (AR) (2 Jul 2013 to 3 Mar 2017)
John Robert Dingle
IRN JRD01097
- CF1 Director (AR) (6 May 2015 to 27 Sep 2017)
John Robert Downs Graeme
IRN JRG01113
- CF1 Director (AR) (12 Jun 2008 to 19 Oct 2009)
John Robert Haslam
IRN JRH01247
- CF1 Director (AR) (2 Dec 2008 to 13 Apr 2012)
John Robert O'Sullivan
IRN JRO01042
- CF1 Director (AR) (18 Apr 2012 to 29 Mar 2015)
John Robinson
IRN JXR01753
- CF4 Partner (AR) (27 Nov 2008 to 28 Feb 2010)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.