Itc Compliance Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Thompson
IRN MXT01670
- CF1 Director (AR) (28 Jun 2010 to 31 Dec 2010)
Malcolm Walker
IRN MXW01727
- CF4 Partner (AR) (17 Nov 2006 to 3 Dec 2007)
Malcolm Winship Lee
IRN MWL01048
- CF1 Director (AR) (27 Jan 2009 to 22 Feb 2018)
Malcolm Yale
IRN MXY01096
- CF1 Director (AR) (18 Aug 2010 to 13 Sep 2015)
Mandeep Kaur Mangat
IRN MKM01049
- CF1 Director (AR) (2 Dec 2010 to 16 Jun 2015)
Mandeep Samra
IRN MXS02134
- CF1 Director (AR) (21 Mar 2005 to 21 Apr 2005)
Manjit Dhessi
IRN MXD02092
- CF1 Director (AR) (11 Sep 2012 to 18 Aug 2015)
Manjit Kaur Sandhu
IRN MKS01048
- CF1 Director (AR) (26 Sep 2007 to 27 Jan 2009)
Marc Andrea Jaconelli
IRN MAJ01117
- CF1 Director (AR) (22 Sep 2011 to 18 Mar 2014)
Marc Capaldi
IRN MXC02012
- CF1 Director (AR) (15 Jan 2007 to 30 Dec 2011)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.