Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Mark Breen
IRN MXB02455
- CF1 Director (AR) (18 Mar 2020 to 8 Dec 2019)
- SMF3 (AR) Executive Director function (9 Dec 2019 to 15 Apr 2021)
Mark Christopher Franks
IRN MCF01069
- CF1 Director (AR) (17 Sep 2012 to 29 Nov 2013)
Mark Compton
IRN MXC01815
- CF1 Director (AR) (15 Aug 2006 to 7 Aug 2009)
Mark David James Lambird
IRN MDL01072
- SMF3 (AR) Executive Director function (since 9 Dec 2019)
- CF1 Director (AR) (16 Dec 2013 to 8 Dec 2019)
Mark David Platts
IRN MDP01106
- SMF3 (AR) Executive Director function (29 Apr 2021 to 5 Apr 2023)
Mark Duane Denton
IRN MDD01049
- CF1 Director (AR) (since 16 Nov 2021)
- SMF3 (AR) Executive Director function (9 Dec 2019 to 26 May 2022)
- CF1 Director (AR) (18 Jun 2015 to 8 Dec 2019)
Mark Edmund Edgley
IRN MXE77078
- CF1 Director (AR) (28 Apr 2020 to 1 May 2024)
Mark Edward Frost
IRN MEF01061
- CF1 Director (AR) (5 Nov 2013 to 8 Jul 2020)
Mark Foster Hughes
IRN MFH01057
- CF1 Director (AR) (22 Jun 2007 to 29 Dec 2009)
Mark Francis Edwards Wilkins
IRN MFW01062
- CF1 Director (AR) (13 Sep 2012 to 25 Aug 2015)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.