Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Neil John Annetts
IRN NJA01061
- (345)CF1 Director (AR) (23 Oct 2007 to 20 Oct 2008)
Neil Johnson
IRN NXJ01100
- (2221)CF1 Director (AR) (16 Nov 2005 to 19 Feb 2007)
Neil Michael Harwood
IRN NMH01068
- (475)CF1 Director (AR) (29 Feb 2008 to 24 Oct 2011)
Neil Patrick McMullen
IRN NXM01312
- (597)CF1 Director (AR) (16 Jun 2005 to 8 Feb 2007)
Neil Pierce
IRN NXP01380
- (1336)CF1 Director (AR) (12 Mar 2010 to 17 Oct 2017)
Neil Richardson
IRN NXR01199
- (512)CF1 Director (AR) (14 Nov 2006 to 20 Jul 2010)
Neil Robert Armstrong Walker
IRN NRW01067
- (62)CF1 Director (AR) (5 Dec 2008 to 12 Mar 2015)
Neil Robert Durant
IRN NXD01228
- (292)CF1 Director (AR) (3 Oct 2013 to 7 Nov 2014)
Neil Salt
IRN NXS01381
- (269)CF4 Partner (AR) (since 28 May 2010)
Neil Spencer Chapman
IRN NSC01063
- (2046)CF1 Director (AR) (6 Dec 2011 to 30 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

Williams Motor Co (Holdings) Ltd (no longer appointed)
FRN 412069 · Appointed 1 Oct 2015 · Until 2 Jan 2021
Rush Insurance Services Limited (no longer appointed)
FRN 503666 · Appointed 24 Sep 2015 · Until 4 May 2016
Frederick Thomas Williams (no longer appointed)
FRN 493165 · Appointed 9 Sep 2015 · Until 7 Nov 2024
John Roe (Motor Sales) Limited (no longer appointed)
FRN 713070 · Appointed 6 Aug 2015 · Until 10 Jan 2023
Pat Kirk Limited (no longer appointed)
FRN 712321 · Appointed 31 Jul 2015 · Until 8 Jan 2025
Scunthorpe John Roe Limited (no longer appointed)
FRN 704341 · Appointed 1 Jun 2015 · Until 6 Oct 2022
Marriotts Motors (Sales) Limited (no longer appointed)
FRN 689302 · Appointed 27 Apr 2015 · Until 8 Jun 2018
Steve Hopewell Holdings Limited (no longer appointed)
FRN 688612 · Appointed 23 Apr 2015 · Until 29 Mar 2023
Fairfield Garage ( Leigh on Sea ) Limited (no longer appointed)
FRN 458632 · Appointed 15 Apr 2015 · Until 22 Mar 2023
Dingles Motor Group Limited (no longer appointed)
FRN 586505 · Appointed 15 Apr 2015 · Until 2 Oct 2017

Updates to this firm's record on the FCA register.

6 days ago
controlled function added: (258)CF1 Director (AR)
6 days ago
controlled function added: (257)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (256)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (255)CF1 Director (AR)
6 days ago
controlled function added: (254)CF1 Director (AR)
6 days ago
controlled function added: (253)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (252)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (251)CF1 Director (AR)
6 days ago
controlled function added: (250)SMF3 (AR) Executive Director function
6 days ago
controlled function added: (249)SMF9 Chair of the Governing Body

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.