Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3 Monarch CourtThe BroomsBristolBS16 7FHUNITED KINGDOM- Phone
- +4401174403700
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Complaints Contact
3 Monarch CourtThe BroomsBristolBS16 7FHUNITED KINGDOM- Phone
- +4401174403700
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
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Debt Plan Admin
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
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Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
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Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Elaine Ann Jones
IRN EAJ01020
- (849)CF3 Chief Executive (AR) (5 Apr 2011 to 30 Apr 2012)
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Elaine Barnes
IRN EXB01366
- (26)CF4 Partner (AR) (10 Dec 2008 to 14 Nov 2010)
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Elaine Fox Gaughan
IRN EFG01010
- (1514)CF4 Partner (AR) (29 Dec 2008 to 31 Dec 2010)
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Elfyn William Thomas
IRN EWT01009
- (16)CF1 Director (AR) (15 Dec 2008 to 17 Oct 2011)
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Eliott Samuel Cohen
IRN ESC01029
- (1056)CF1 Director (AR) (26 Nov 2013 to 3 Apr 2017)
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Elizabeth Ann Morgan
IRN AXM02155
- (2496)CF1 Director (AR) (26 Oct 2015 to 6 Oct 2022)
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Elizabeth Audrey Kirby
IRN EAK01024
- (94)CF1 Director (AR) (19 Jan 2009 to 9 Nov 2016)
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Elizabeth Clare Kennedy
IRN EXK00039
- (1705)CF1 Director (AR) (7 Sep 2022 to 1 Jun 2023)
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Elizabeth Jane Pay
IRN EJP01042
- (1774)CF1 Director (AR) (5 Dec 2012 to 1 Sep 2020)
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Elizabeth Mary Allen
IRN EMA01026
- (294)CF1 Director (AR) (19 Nov 2008 to 13 Dec 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Graham And Bowness (West) Ltd (no longer appointed)
FRN 405459 · Appointed 20 Sep 2009 · Until 25 May 2012
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Fred Coupe (Preston) Limited (no longer appointed)
FRN 490591 · Appointed 16 Sep 2009 · Until 16 Jun 2015
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G A Pacitti and A T Pacitti (no longer appointed)
FRN 506926 · Appointed 15 Sep 2009 · Until 8 Aug 2013
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (258)CF1 Director (AR)
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controlled function added: (257)SMF3 (AR) Executive Director function
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controlled function added: (256)SMF3 (AR) Executive Director function
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controlled function added: (255)CF1 Director (AR)
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controlled function added: (254)CF1 Director (AR)
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controlled function added: (253)SMF3 (AR) Executive Director function
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controlled function added: (252)SMF3 (AR) Executive Director function
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controlled function added: (251)CF1 Director (AR)
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controlled function added: (250)SMF3 (AR) Executive Director function
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controlled function added: (249)SMF9 Chair of the Governing Body