Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Kenneth Alan Tempest
IRN KAT01029
- (704)CF1 Director (AR) (22 Jun 2007 to 10 Jun 2008)
Kenneth Alastair Cumming
IRN KAC01055
- (966)CF1 Director (AR) (25 Jan 2007 to 25 Feb 2008)
Kenneth Alexander MacLeod
IRN KAM01151
- (2209)CF1 Director (AR) (22 Oct 2008 to 13 Nov 2012)
Kenneth Baines
IRN KXB01759
- (1098)CF1 Director (AR) (6 Feb 2013 to 30 Jan 2014)
Kenneth Coulson Smith
IRN KCS01018
- (938)CF1 Director (AR) (23 May 2007 to 14 Mar 2019)
Kenneth James Lewis
IRN KJL01064
- (1937)CF1 Director (AR) (31 Dec 2008 to 14 Jan 2016)
Kenneth Phoenix
IRN KXP01306
- (1376)CF1 Director (AR) (15 Jan 2009 to 31 Dec 2010)
Kenneth Wynne Jones
IRN KWJ01011
- (198)CF1 Director (AR) (since 14 May 2009)
Kevin Abbs
IRN KXA01508
- (107)CF1 Director (AR) (since 23 Jul 2012)
Kevin Alfred David Murray
IRN KAM01116
- (158)CF1 Director (AR) (since 16 Oct 2013)

Smaller firms operating under this firm's FCA authorisation.

Borders Automobile Company Limited (no longer appointed)
FRN 616047 · Appointed 17 Feb 2014 · Until 30 Aug 2019
Beck Evans (2000) Limited (no longer appointed)
FRN 511085 · Appointed 14 Feb 2014 · Until 15 Jun 2015
R & J Property Services Ltd (no longer appointed)
FRN 466931 · Appointed 12 Feb 2014 · Until 1 May 2016
Solutions PL & M Limited (no longer appointed)
FRN 615374 · Appointed 6 Feb 2014 · Until 21 Jul 2016
Aklet Limited (no longer appointed)
FRN 615350 · Appointed 5 Feb 2014 · Until 3 May 2016
Cedra Limited (no longer appointed)
FRN 613718 · Appointed 28 Jan 2014 · Until 14 Oct 2015
Macherts Limited (no longer appointed)
FRN 518660 · Appointed 28 Jan 2014 · Until 21 Jul 2016
Suffolk Property Lettings Limited (no longer appointed)
FRN 613666 · Appointed 27 Jan 2014 · Until 21 Jul 2016
Emmenjay Limited (no longer appointed)
FRN 411682 · Appointed 24 Jan 2014 · Until 4 May 2016
SJN Property Services Limited (no longer appointed)
FRN 613594 · Appointed 24 Jan 2014 · Until 1 May 2016

Updates to this firm's record on the FCA register.

22 hours ago
controlled function added: (268)CF1 Director (AR)
22 hours ago
controlled function added: (267)CF1 Director (AR)
22 hours ago
controlled function added: (266)CF1 Director (AR)
22 hours ago
controlled function added: (265)SMF1 Chief Executive
22 hours ago
controlled function added: (264)Responsible for Insurance Distribution
22 hours ago
controlled function added: (263)SMF7 Group Entity Senior Manager
22 hours ago
controlled function added: (262)SMF3 (AR) Executive Director function
22 hours ago
controlled function added: (261)SMF4 (AR) Partner function
22 hours ago
controlled function added: (260)SMF18 Other Overall Responsibility
22 hours ago
controlled function added: (259)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.