Itc Compliance Limited

Date authorised
1 April 2013
Companies House
04874285
Last scraped
2 weeks ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700
    Web
    https://www.itccompliance.co.uk

  • Complaints Contact

    3 Monarch Court
    The Brooms
    Bristol
    BS16 7FH
    UNITED KINGDOM
    Phone
    +4401174403700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance

  • Debt Plan Admin

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

  • Consumer Hire

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Consumer Hire Servicing

    Show 1 limitation
    • · Limited to consumer hire not secured on land

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sandra Leach

    IRN SXL01726

    • (1254)CF1 Director (AR) (29 Dec 2010 to 4 Jul 2012)
  • Sandra Willis

    IRN SXW01536

    • (949)CF1 Director (AR) (25 May 2007 to 22 Feb 2012)
  • Sanjay Shah

    IRN SXS02366

    • (244)CF1 Director (AR) (27 Nov 2008 to 12 Jan 2010)
  • Sanjay Singh Wilkhu

    IRN SSW01031

    • (2228)SMF3 (AR) Executive Director function (9 Dec 2019 to 14 Aug 2020)
    • (2229)CF1 Director (AR) (29 Jun 2018 to 8 Dec 2019)
  • Sanjay Sobte

    IRN SXS01914

    • (144)CF1 Director (AR) (since 26 Apr 2021)
  • Sanjeev Kumar

    IRN SXK01405

    • (170)CF1 Director (AR) (since 22 Mar 2017)
  • Sara Cordery

    IRN SEC01087

    • (1459)CF4 Partner (AR) (28 Nov 2008 to 16 Sep 2024)
  • Sara Faulkner

    IRN SXF01415

    • (77)CF1 Director (AR) (16 Jan 2009 to 31 Dec 2010)
  • Sara Louise Dickinson

    IRN SLD01074

    • (1261)CF1 Director (AR) (10 Feb 2011 to 30 Mar 2015)
  • Sarah Badham

    IRN SXB02287

    • (196)CF1 Director (AR) (29 Apr 2009 to 30 Jun 2009)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (268)CF1 Director (AR)

  2. controlled function added: (267)CF1 Director (AR)

  3. controlled function added: (266)CF1 Director (AR)

  4. controlled function added: (265)SMF1 Chief Executive

  5. controlled function added: (264)Responsible for Insurance Distribution

  6. controlled function added: (263)SMF7 Group Entity Senior Manager

  7. controlled function added: (262)SMF3 (AR) Executive Director function

  8. controlled function added: (261)SMF4 (AR) Partner function

  9. controlled function added: (260)SMF18 Other Overall Responsibility

  10. controlled function added: (259)CF1 Director (AR)

Show more