Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Peel Crompton
IRN SPC01114
- (640)CF1 Director (AR) (1 Feb 2006 to 1 Oct 2009)
Simon Richard Barrett
IRN SRB01142
- (659)CF1 Director (AR) (3 May 2007 to 13 May 2008)
Simon Rutherford
IRN SRR01047
- (1892)CF1 Director (AR) (30 Sep 2011 to 11 May 2012)
Sinead Louise O'Gorman
IRN SXO15349
- (48)CF1 Director (AR) (since 5 Jul 2019)
Sion Arfon Stokes
IRN SAS01274
- (1638)CF1 Director (AR) (5 Jun 2023 to 18 Oct 2024)
Spencer Nye
IRN SXN01170
- (681)CF1 Director (AR) (23 Nov 2011 to 22 May 2015)
Spencer Richard Tarrant
IRN SRT01073
- (380)CF1 Director (AR) (27 Sep 2007 to 4 Feb 2008)
Spencer William Gray
IRN SWG01030
- (1996)CF1 Director (AR) (21 Jan 2008 to 27 Oct 2009)
Stanley Arthur Walker
IRN SAW01168
- (901)CF1 Director (AR) (18 Jul 2007 to 2 May 2018)
Stanley John Ferrier Smart
IRN SJS01267
- (692)CF1 Director (AR) (17 Apr 2007 to 28 Apr 2008)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (268)CF1 Director (AR)
2 weeks ago
controlled function added: (267)CF1 Director (AR)
2 weeks ago
controlled function added: (266)CF1 Director (AR)
2 weeks ago
controlled function added: (265)SMF1 Chief Executive
2 weeks ago
controlled function added: (264)Responsible for Insurance Distribution
2 weeks ago
controlled function added: (263)SMF7 Group Entity Senior Manager
2 weeks ago
controlled function added: (262)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (261)SMF4 (AR) Partner function
2 weeks ago
controlled function added: (260)SMF18 Other Overall Responsibility
2 weeks ago
controlled function added: (259)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.