Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Raymond Painter
IRN NRP01028
- (168)CF1 Director (AR) (18 Aug 2008 to 28 Oct 2010)
Nicholas Robert Jenkins
IRN NRJ01026
- (1470)CF1 Director (AR) (10 Jun 2014 to 25 Aug 2020)
Nicholas Roger Stephen Pash
IRN NRP01029
- (27)CF4 Partner (AR) (5 Dec 2008 to 16 Jan 2012)
Nicholas Sansome
IRN NXS01407
- (613)CF1 Director (AR) (17 Mar 2005 to 8 Jul 2005)
Nicholas Scarrett
IRN NXS00075
- (293)SMF10 Chair of the Risk Committee (since 9 Dec 2019)
- (2417)CF2 Non Executive Director (1 Oct 2019 to 8 Dec 2019)
Nicholas Stephen Plevey
IRN NSP01039
- (356)CF1 Director (AR) (23 Mar 2012 to 24 Feb 2016)
Nicholas Warren
IRN NXW01241
- (52)CF1 Director (AR) (2 Jan 2009 to 1 Mar 2013)
Nick John Mitchell
IRN NJM01205
- (106)CF1 Director (AR) (since 30 Aug 2016)
- (1732)CF1 Director (AR) (13 Aug 2012 to 22 Aug 2016)
Nick McKenna
IRN NXM01449
- (236)CF1 Director (AR) (28 Nov 2008 to 2 Nov 2010)
Nicola Ann Wright
IRN NAW01112
- (1150)CF1 Director (AR) (28 Jun 2012 to 20 Mar 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (268)CF1 Director (AR)
2 days ago
controlled function added: (267)CF1 Director (AR)
2 days ago
controlled function added: (266)CF1 Director (AR)
2 days ago
controlled function added: (265)SMF1 Chief Executive
2 days ago
controlled function added: (264)Responsible for Insurance Distribution
2 days ago
controlled function added: (263)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (262)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (261)SMF4 (AR) Partner function
2 days ago
controlled function added: (260)SMF18 Other Overall Responsibility
2 days ago
controlled function added: (259)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.