Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Graham McNeill
IRN GXM01695
- (2067)CF4 Partner (AR) (18 Jun 2007 to 14 Mar 2012)
Graham Pay
IRN GXP01324
- (528)CF1 Director (AR) (25 Mar 2010 to 17 Mar 2011)
Graham Peter Hogg
IRN GPH01053
- (2518)CF1 Director (AR) (19 Feb 2007 to 28 Apr 2008)
Graham Riggall
IRN GXR01301
- (574)CF1 Director (AR) (12 Apr 2006 to 15 Jun 2010)
Graham Roy Heathman
IRN GRH01107
- (2107)CF2 Non Executive Director (AR) (31 May 2007 to 20 Jul 2009)
Graham Stanley
IRN GXS01719
- (189)CF1 Director (AR) (1 Dec 2008 to 2 Sep 2009)
Graham Vanassche
IRN GXV01073
- (205)CF1 Director (AR) (since 8 Nov 2011)
Graham Wallace Greenwood
IRN GWG01032
- (1071)CF1 Director (AR) (7 Oct 2013 to 16 Jul 2015)
Graham William Chuter
IRN GWC01057
- (99)CF1 Director (AR) (13 Feb 2009 to 7 Jan 2010)
Graham leslie Slack
IRN GLS01070
- (1550)CF1 Director (AR) (31 Oct 2008 to 10 Nov 2016)

Smaller firms operating under this firm's FCA authorisation.

Bognor Motors Leasing Limited (no longer appointed)
FRN 571235 · Appointed 15 Dec 2011 · Until 1 May 2014
Godfrey Stacey (no longer appointed)
FRN 570371 · Appointed 5 Dec 2011 · Until 6 Mar 2026
Simonstone (South West) Limited (no longer appointed)
FRN 404336 · Appointed 1 Dec 2011 · Until 20 Nov 2019
Cardiff Building & Restorations Limited (no longer appointed)
FRN 569920 · Appointed 29 Nov 2011 · Until 31 Jul 2013
Simonstone (Bristol) Limited (no longer appointed)
FRN 404337 · Appointed 29 Nov 2011 · Until 9 Mar 2020
Rivervale Cars Limited (no longer appointed)
FRN 569528 · Appointed 23 Nov 2011 · Until 4 Jul 2016
Voyage Prive UK Limited (no longer appointed)
FRN 569146 · Appointed 18 Nov 2011 · Until 22 May 2013
CARS R US ABERDARE LTD (no longer appointed)
FRN 568974 · Appointed 16 Nov 2011 · Until 30 Dec 2011
John Parker & Son Limited (no longer appointed)
FRN 568394 · Appointed 9 Nov 2011 · Until 10 Apr 2019
Alaib Limited (no longer appointed)
FRN 568263 · Appointed 8 Nov 2011 · Until 31 Jan 2012

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (268)CF1 Director (AR)
1 day ago
controlled function added: (267)CF1 Director (AR)
1 day ago
controlled function added: (266)CF1 Director (AR)
1 day ago
controlled function added: (265)SMF1 Chief Executive
1 day ago
controlled function added: (264)Responsible for Insurance Distribution
1 day ago
controlled function added: (263)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (262)SMF3 (AR) Executive Director function
1 day ago
controlled function added: (261)SMF4 (AR) Partner function
1 day ago
controlled function added: (260)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (259)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.