Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Shirley Elizabeth Winn
IRN SEW01111
- (1516)CF1 Director (AR) (9 Feb 2015 to 20 Oct 2020)
Shirley Smyth
IRN SXA01749
- (1741)CF1 Director (AR) (16 Jan 2009 to 2 Oct 2020)
Shona Mary Patrice Mulholland
IRN SXM00414
- (38)CF1 Director (AR) (since 23 Feb 2021)
Shubhang Gupta
IRN SXG01633
- (181)CF1 Director (AR) (19 Dec 2008 to 31 Dec 2010)
Sidney James Jackson
IRN SJJ01076
- (787)CF1 Director (AR) (20 Apr 2010 to 21 Jul 2015)
Sidney Ronald Swaine
IRN SRS01098
- (637)CF1 Director (AR) (17 Feb 2005 to 26 Jan 2012)
Simon Aeran Crabbe
IRN SAC01251
- (1219)CF1 Director (AR) (9 Feb 2011 to 28 Oct 2015)
Simon Altham
IRN SXA00425
- (28)CF1 Director (AR) (since 16 Sep 2022)
Simon Andrew Taylor
IRN SAT01094
- (177)CF4 Partner (AR) (2 Apr 2009 to 8 Sep 2010)
Simon Anthony Leigh
IRN SAL01140
- (1863)CF1 Director (AR) (18 Feb 2011 to 24 Aug 2015)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (278)CF1 Director (AR)
2 weeks ago
controlled function added: (277)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (276)CF1 Director (AR)
2 weeks ago
controlled function added: (275)SMF3 Executive Director
2 weeks ago
controlled function added: (274)SMF3 Executive Director
2 weeks ago
controlled function added: (273)SMF4 Chief Risk
2 weeks ago
controlled function added: (272)CF1 Director (AR)
2 weeks ago
controlled function added: (271)CF1 Director (AR)
2 weeks ago
controlled function added: (270)CF1 Director (AR)
2 weeks ago
controlled function added: (269)CF4 Partner (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.