Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Neil Chapman
IRN NXC01518
- (290)CF1 Director (AR) (since 23 Aug 2024)
- (289)SMF3 (AR) Executive Director function (since 9 Dec 2019)
- (2381)CF1 Director (AR) (24 Oct 2017 to 8 Dec 2019)
Neil Cox
IRN NXC01332
- (2029)CF1 Director (AR) (26 Oct 2007 to 29 Oct 2010)
Neil Crossley
IRN NXC01392
- (1909)CF1 Director (AR) (22 Jun 2010 to 30 Jun 2011)
Neil Daly
IRN NXD01161
- (736)CF1 Director (AR) (7 Mar 2011 to 30 Apr 2012)
Neil Duncan Rickwood
IRN NXR01440
- (259)CF1 Director (AR) (since 22 Sep 2021)
Neil Edward Simpson
IRN NES01018
- (1465)CF1 Director (AR) (17 Jul 2014 to 6 Mar 2015)
- (1464)CF4 Partner (AR) (10 Jun 2014 to 6 Mar 2015)
Neil Francis Atkinson
IRN NFA01013
- (1257)CF1 Director (AR) (22 Feb 2011 to 24 Oct 2014)
Neil Jackie Young
IRN NJY01009
- (323)CF1 Director (AR) (7 Apr 2008 to 11 May 2009)
Neil James Foxall
IRN NJF01069
- (897)CF1 Director (AR) (20 Mar 2009 to 29 May 2011)
Neil James Wood
IRN NJW01176
- (1181)CF1 Director (AR) (25 Apr 2012 to 13 Feb 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.