Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Neil John Annetts
IRN NJA01061
- (345)CF1 Director (AR) (23 Oct 2007 to 20 Oct 2008)
Neil Johnson
IRN NXJ01100
- (2221)CF1 Director (AR) (16 Nov 2005 to 19 Feb 2007)
Neil Michael Harwood
IRN NMH01068
- (475)CF1 Director (AR) (29 Feb 2008 to 24 Oct 2011)
Neil Patrick McMullen
IRN NXM01312
- (597)CF1 Director (AR) (16 Jun 2005 to 8 Feb 2007)
Neil Pierce
IRN NXP01380
- (1336)CF1 Director (AR) (12 Mar 2010 to 17 Oct 2017)
Neil Richardson
IRN NXR01199
- (512)CF1 Director (AR) (14 Nov 2006 to 20 Jul 2010)
Neil Robert Armstrong Walker
IRN NRW01067
- (62)CF1 Director (AR) (5 Dec 2008 to 12 Mar 2015)
Neil Robert Durant
IRN NXD01228
- (292)CF1 Director (AR) (3 Oct 2013 to 7 Nov 2014)
Neil Salt
IRN NXS01381
- (269)CF4 Partner (AR) (since 28 May 2010)
Neil Spencer Chapman
IRN NSC01063
- (2046)CF1 Director (AR) (6 Dec 2011 to 30 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (278)CF1 Director (AR)
2 days ago
controlled function added: (277)SMF3 (AR) Executive Director function
2 days ago
controlled function added: (276)CF1 Director (AR)
2 days ago
controlled function added: (275)SMF3 Executive Director
2 days ago
controlled function added: (274)SMF3 Executive Director
2 days ago
controlled function added: (273)SMF4 Chief Risk
2 days ago
controlled function added: (272)CF1 Director (AR)
2 days ago
controlled function added: (271)CF1 Director (AR)
2 days ago
controlled function added: (270)CF1 Director (AR)
2 days ago
controlled function added: (269)CF4 Partner (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.