Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Robert O'Sullivan
IRN JRO01042
- (1165)CF1 Director (AR) (18 Apr 2012 to 29 Mar 2015)
John Robinson
IRN JXR01753
- (216)CF4 Partner (AR) (27 Nov 2008 to 28 Feb 2010)
John Roper
IRN JXR01540
- (2269)CF4 Partner (AR) (3 Sep 2010 to 1 Jul 2011)
John Rouse
IRN JXR01664
- (536)CF1 Director (AR) (16 Mar 2007 to 27 Jan 2010)
John Russell Caney
IRN JXC02356
- (1902)CF1 Director (AR) (3 Jul 2012 to 9 Jan 2015)
John Shaw
IRN JXS01984
- (791)CF1 Director (AR) (17 Jul 2013 to 29 Jan 2018)
John Stewart Waite
IRN JSW01162
- (2001)CF1 Director (AR) (19 Aug 2010 to 7 Feb 2012)
John Stuart Cook
IRN JSC01104
- (2002)CF1 Director (AR) (22 Nov 2013 to 7 Apr 2015)
John Stuart Moulden
IRN JSM01220
- (1587)CF2 Non Executive Director (AR) (27 Nov 2008 to 24 Jan 2013)
John Thirlwell
IRN JXT01555
- (264)CF1 Director (AR) (5 Nov 2008 to 22 Mar 2019)

Smaller firms operating under this firm's FCA authorisation.

Dawling Travel Limited (no longer appointed)
FRN 427426 · Appointed 1 Nov 2013 · Until 28 May 2017
TURNBULLS (YORK) LIMITED (no longer appointed)
FRN 476360 · Appointed 1 Nov 2013 · Until 13 Nov 2015
Anemone Travel & Holidays Limited (no longer appointed)
FRN 491356 · Appointed 31 Oct 2013 · Until 31 Jul 2015
Edwin Doran's Travel World Limited (no longer appointed)
FRN 427444 · Appointed 30 Oct 2013 · Until 15 Sep 2014
Kinver Travel Centre Limited (no longer appointed)
FRN 427414 · Appointed 30 Oct 2013 · Until 21 Sep 2020
Jaa Property Services Limited (no longer appointed)
FRN 609468 · Appointed 30 Oct 2013 · Until 21 Jul 2016
Kiwi Travel Limited (no longer appointed)
FRN 427416 · Appointed 30 Oct 2013 · Until 15 Sep 2016
Grace Travel Limited (no longer appointed)
FRN 427472 · Appointed 30 Oct 2013 · Until 7 Apr 2015
M Stuart Travel Limited (no longer appointed)
FRN 492360 · Appointed 30 Oct 2013 · Until 26 Sep 2018
Dalton Travel Dunmow (no longer appointed)
FRN 507561 · Appointed 29 Oct 2013 · Until 12 Jun 2015

Updates to this firm's record on the FCA register.

23 hours ago
controlled function added: (288)CF1 Director (AR)
23 hours ago
controlled function added: (287)SMF3 (AR) Executive Director function
23 hours ago
controlled function added: (286)SMF3 (AR) Executive Director function
23 hours ago
controlled function added: (285)CF1 Director (AR)
23 hours ago
controlled function added: (284)SMF18 Other Overall Responsibility
23 hours ago
controlled function added: (283)SMF3 (AR) Executive Director function
23 hours ago
controlled function added: (282)SMF3 (AR) Executive Director function
23 hours ago
controlled function added: (281)CF1 Director (AR)
23 hours ago
controlled function added: (280)CF1 Director (AR)
23 hours ago
controlled function added: (279)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.