Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Shahgufta Yasmin Chaudhry
IRN SYC01013
- (97)CF1 Director (AR) (27 Mar 2009 to 24 Nov 2010)
Shahid Karim
IRN SXK01600
- (375)CF1 Director (AR) (11 Jun 2008 to 16 Apr 2009)
Shahid Nawaz
IRN SXN01363
- (1192)CF1 Director (AR) (20 Oct 2011 to 22 Jan 2015)
Shahzad Haider
IRN SXH01858
- (2005)CF1 Director (AR) (13 Sep 2007 to 1 Oct 2009)
Shakeel Shah
IRN SXS02177
- (2130)CF1 Director (AR) (15 Nov 2007 to 28 Nov 2010)
Sharif Safwat
IRN SXS01981
- (2431)CF1 Director (AR) (21 Jul 2005 to 2 Aug 2006)
Sharon Fleming
IRN SXF01411
- (166)CF4 Partner (AR) (2 Dec 2008 to 21 Feb 2011)
Sharon Maxfield
IRN SXM02386
- (1435)CF1 Director (AR) (29 Dec 2008 to 9 Oct 2018)
Sharon Nicholson
IRN SXN01434
- (1052)CF1 Director (AR) (24 Sep 2013 to 23 Feb 2015)
Sharon Woodward
IRN SXM02826
- (2142)CF1 Director (AR) (28 Dec 2011 to 17 Jan 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (288)CF1 Director (AR)
2 weeks ago
controlled function added: (287)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (286)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (285)CF1 Director (AR)
2 weeks ago
controlled function added: (284)SMF18 Other Overall Responsibility
2 weeks ago
controlled function added: (283)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (282)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (281)CF1 Director (AR)
2 weeks ago
controlled function added: (280)CF1 Director (AR)
2 weeks ago
controlled function added: (279)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.