Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Robert Berwick
IRN MRB01175
- (2525)SMF3 (AR) Executive Director function (9 Dec 2019 to 23 Jun 2025)
- (2526)CF1 Director (AR) (27 Mar 2009 to 8 Dec 2019)
Michael Robert Moulds
IRN MRM01127
- (2062)CF1 Director (AR) (24 Jan 2005 to 13 Jan 2006)
Michael Roland Seward
IRN MRS01194
- (2181)CF1 Director (AR) (30 Mar 2010 to 1 May 2012)
Michael Scott Price
IRN MSP01102
- (1182)CF1 Director (AR) (29 Mar 2012 to 29 Aug 2013)
Michael Seabrooke Welby
IRN MSW01123
- (561)CF1 Director (AR) (19 Mar 2010 to 18 Jan 2016)
Michael Shaun Ennis
IRN MSE01013
- (2222)CF1 Director (AR) (11 Apr 2008 to 31 Mar 2016)
Michael Steven Graham
IRN MSG01116
- (1547)CF1 Director (AR) (2 Dec 2016 to 30 Apr 2024)
Michael Stuart Lloyd
IRN MXL01509
- (2155)SMF3 (AR) Executive Director function (21 Feb 2024 to 25 Jun 2025)
Michael Stuart Pointing
IRN MSP01086
- (227)CF4 Partner (AR) (13 Nov 2008 to 15 Apr 2015)
Michael Terence Baldry
IRN MTB01062
- (819)CF1 Director (AR) (21 Aug 2009 to 6 Feb 2015)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.