Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Howat
IRN DXH01806
- (2076)CF1 Director (AR) (29 Jan 2010 to 2 May 2011)
David Huw Garland
IRN DHG01030
- (802)CF1 Director (AR) (6 Mar 2007 to 22 Sep 2009)
David Ian Applegarth
IRN DIA01022
- (2098)CF1 Director (AR) (28 Feb 2008 to 1 Aug 2011)
David James Bell
IRN DJB01538
- (1141)CF1 Director (AR) (19 Mar 2009 to 31 Dec 2010)
David James Currie
IRN DJC01413
- (185)CF1 Director (AR) (6 May 2009 to 17 Dec 2011)
David James Jackman
IRN DJJ01097
- (1966)CF2 Non Executive Director (9 Nov 2015 to 8 Dec 2019)
David James Mogg
IRN DJM01588
- (2534)CF1 Director (AR) (3 Dec 2010 to 16 Dec 2010)
David James Palmer
IRN DJP01296
- (220)CF1 Director (AR) (22 Sep 2008 to 18 Feb 2009)
David John Blackadder
IRN DJB01439
- (655)CF1 Director (AR) (9 Aug 2007 to 18 Mar 2010)
David John Cameron Cannon
IRN DJC01394
- (419)CF1 Director (AR) (10 Jan 2008 to 3 Jul 2009)

Smaller firms operating under this firm's FCA authorisation.

Wasteland Ski Limited (no longer appointed)
FRN 489520 · Appointed 25 Sep 2009 · Until 24 Nov 2014
Stewart Lawton Limited (no longer appointed)
FRN 507457 · Appointed 25 Sep 2009 · Until 8 Sep 2010
Fully Trading Ltd (no longer appointed)
FRN 507411 · Appointed 25 Sep 2009 · Until 24 Aug 2010
H Wilson & Sons (no longer appointed)
FRN 507398 · Appointed 24 Sep 2009 · Until 13 Nov 2015
Assist Europe Ltd (no longer appointed)
FRN 507388 · Appointed 24 Sep 2009 · Until 27 Mar 2012
Warren C Hingley (no longer appointed)
FRN 507163 · Appointed 21 Sep 2009 · Until 11 Jun 2010
Graham And Bowness (West) Ltd (no longer appointed)
FRN 405459 · Appointed 20 Sep 2009 · Until 25 May 2012
Plimbley Travel Limited (no longer appointed)
FRN 507104 · Appointed 18 Sep 2009 · Until 9 Dec 2022
Fred Coupe (Preston) Limited (no longer appointed)
FRN 490591 · Appointed 16 Sep 2009 · Until 16 Jun 2015
G A Pacitti and A T Pacitti (no longer appointed)
FRN 506926 · Appointed 15 Sep 2009 · Until 8 Aug 2013

Updates to this firm's record on the FCA register.

20 hours ago
controlled function added: (288)CF1 Director (AR)
20 hours ago
controlled function added: (287)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (286)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (285)CF1 Director (AR)
20 hours ago
controlled function added: (284)SMF18 Other Overall Responsibility
20 hours ago
controlled function added: (283)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (282)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (281)CF1 Director (AR)
20 hours ago
controlled function added: (280)CF1 Director (AR)
20 hours ago
controlled function added: (279)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.