Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Joseph William Donnelly
IRN JJD01100
- (25)CF1 Director (AR) (18 Dec 2008 to 7 May 2009)
John Kerr (Jnr)
IRN JXK01335
- (2121)CF1 Director (AR) (26 Jan 2007 to 2 May 2008)
John Lawler
IRN JXL01742
- (80)CF1 Director (AR) (1 May 2009 to 31 Dec 2010)
John Leslie Mills
IRN JLM01164
- (130)CF2 Non Executive Director (AR) (5 Jan 2009 to 23 Oct 2010)
John Malcolm Green
IRN JMG01170
- (1745)CF1 Director (AR) (23 Oct 2007 to 31 Aug 2017)
John Mangan
IRN JXM02451
- (503)CF1 Director (AR) (20 Oct 2006 to 10 Nov 2008)
John Maurice Anderson Seigel
IRN JMS01409
- (1330)CF1 Director (AR) (10 Feb 2010 to 7 Jul 2014)
John Michael Coupe
IRN JMC01251
- (1852)CF1 Director (AR) (3 Dec 2008 to 16 Jul 2009)
John Millington
IRN JXM02193
- (1721)CF1 Director (AR) (15 May 2019 to 1 Jul 2019)
John Nicholas Charles Wild
IRN JNW01059
- (997)CF1 Director (AR) (23 May 2018 to 5 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Oliver Daniel Ltd (no longer appointed)
FRN 500276 · Appointed 11 Oct 2013 · Until 1 May 2016
Dart Lettings Ltd (no longer appointed)
FRN 608694 · Appointed 11 Oct 2013 · Until 4 May 2016
ECP Lettings Limited (no longer appointed)
FRN 608696 · Appointed 11 Oct 2013 · Until 4 May 2016
Sunset Travel Limited (no longer appointed)
FRN 576870 · Appointed 10 Oct 2013 · Until 29 Jan 2016
Clayton's of Mansfield Limited (no longer appointed)
FRN 608507 · Appointed 9 Oct 2013 · Until 15 Oct 2018
Glover Enterprises LLP (no longer appointed)
FRN 463001 · Appointed 8 Oct 2013 · Until 4 May 2016
Buscar Lettings Limited (no longer appointed)
FRN 608078 · Appointed 2 Oct 2013 · Until 3 May 2016
Marncroft Limited (no longer appointed)
FRN 458712 · Appointed 1 Oct 2013 · Until 14 Oct 2015
Loose Properties Ltd (no longer appointed)
FRN 481722 · Appointed 1 Oct 2013 · Until 21 Jul 2016
KMST Limited (no longer appointed)
FRN 411728 · Appointed 1 Oct 2013 · Until 4 May 2016

Updates to this firm's record on the FCA register.

20 hours ago
controlled function added: (298)CF1 Director (AR)
20 hours ago
controlled function added: (297)CF1 Director (AR)
20 hours ago
controlled function added: (296)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (295)CF1 Director (AR)
20 hours ago
controlled function added: (294)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (293)SMF10 Chair of the Risk Committee
20 hours ago
controlled function added: (292)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (291)SMF3 (AR) Executive Director function
20 hours ago
controlled function added: (290)CF1 Director (AR)
20 hours ago
controlled function added: (289)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.