Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Patricia Ann Martin
IRN PAM01237
- (270)CF1 Director (AR) (24 Nov 2008 to 21 May 2015)
Patricia Couchman
IRN PXC01824
- (8)CF1 Director (AR) (8 Jan 2009 to 24 Nov 2009)
Patricia Margaret Grace
IRN PMG01110
- (1078)CF1 Director (AR) (11 Nov 2013 to 25 Mar 2015)
Patricia Ruth Stockill
IRN PRS01144
- (941)CF1 Director (AR) (10 Nov 2009 to 21 May 2015)
Patricia Yvonne Matthias
IRN PYM01001
- (1651)CF4 Partner (AR) (8 Dec 2008 to 4 May 2020)
Patrick Joseph Kelly
IRN PJK01122
- (333)CF1 Director (AR) (7 Apr 2008 to 4 Jul 2008)
Patrick Joseph McCaffrey
IRN PJM01470
- (1975)SMF4 (AR) Partner function (9 Dec 2019 to 30 Jan 2023)
- (1976)CF4 Partner (AR) (18 Oct 2011 to 8 Dec 2019)
Patrick Kavanagh
IRN PXK01587
- (1034)CF1 Director (AR) (18 Sep 2014 to 2 Dec 2014)
Patrick Keeble
IRN PXK01376
- (191)CF1 Director (AR) (16 Jan 2009 to 5 Jul 2011)
Patrick McHael Delaney
IRN PMD01108
- (607)CF1 Director (AR) (7 Jun 2005 to 3 Jul 2007)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (298)CF1 Director (AR)
3 days ago
controlled function added: (297)CF1 Director (AR)
3 days ago
controlled function added: (296)SMF3 (AR) Executive Director function
3 days ago
controlled function added: (295)CF1 Director (AR)
3 days ago
controlled function added: (294)SMF3 (AR) Executive Director function
3 days ago
controlled function added: (293)SMF10 Chair of the Risk Committee
3 days ago
controlled function added: (292)SMF3 (AR) Executive Director function
3 days ago
controlled function added: (291)SMF3 (AR) Executive Director function
3 days ago
controlled function added: (290)CF1 Director (AR)
3 days ago
controlled function added: (289)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.